BUSINESS SET-UP

We offer corporate formation and structuring support for funds, investment managers, and broker dealers, including, advice on juridiction selection and corporate structure, legal documentation and regulatory filings guidance.

FUND OFFERING

From financial promotion rules guidance to offering and on-boarding documentation, including:

• Private Placement Memorandum,

• Subscription Agreements,

• Investor Questionnaire and KYC/AML Forms, and

• Investment Manager/Adviser disclosure forms.

ANCILLARY AGREEMENTS

We draft and review a wide array of industry specific agreements including:

• Custodian Agreements

• Prime Broker Agreements

• Investment Management/Advisory Agreements,

• Introducer Agreement

• Side Letters.

REGULATORY COUNSEL

Ad-hoc and ongoing counsel to support clients in complying with applicable regulations including the Securities Act, Securities Exchange Act, Investment Advisers Act, Investment Company Act, etc.

With respect to international transactions, we are able to collaborate with specialised local lawyers to offer our clients optimal advice.